Job Description
Title: FINOP / Broker-Dealer Regulatory Reporting Consultant
Experience: 10 - 15 Years
Location: Downtown Manhattan, NY (Hybrid preferred – onsite at least 3 days/week)
Contract: 3-6 months
Downtown Manhattan, NY (Hybrid)
Job Description
Our client is seeking a FINOP / Broker-Dealer Regulatory Reporting Consultant with strong experience supporting self-clearing broker-dealers, including ownership of FOCUS reporting, 15c3-3 regulatory requirements, and related broker-dealer financial/regulatory obligations.
This engagement will support the organization while they conduct a permanent replacement search.
Responsibilities & Qualifications
Experience: 10 - 15 Years
Location: Downtown Manhattan, NY (Hybrid preferred – onsite at least 3 days/week)
Contract: 3-6 months
Downtown Manhattan, NY (Hybrid)
Job Description
Our client is seeking a FINOP / Broker-Dealer Regulatory Reporting Consultant with strong experience supporting self-clearing broker-dealers, including ownership of FOCUS reporting, 15c3-3 regulatory requirements, and related broker-dealer financial/regulatory obligations.
This engagement will support the organization while they conduct a permanent replacement search.
Responsibilities & Qualifications
- Support broker-dealer regulatory reporting activities w...