Job Description
About the Company A reputable financial services firm focused on compliance excellence. About the Job
Secondary Reviews:
Execute second-line evaluations of KYC and Source of Wealth (SoW) files to guarantee precision, regulatory adherence, and risk detection.
Wealth Verification:
Critically analyze the logic and validity of client wealth narratives alongside their supporting documentation.
Risk Management:
Ensure the proper assignment of client risk profiles and the thorough resolution of potential warning indicators.
Escalation Management:
Draft clear case summaries and forward complex or elevated-risk scenarios to the AMLO with strategic recommendations.
Audit & QA Maintenance:
Keep meticulous quality assurance logs to ensure ongoing readiness for internal audits.
Team Feedback:
Offer structured, actionable advice to L1 and L2 analysts to elevate operational standards and consistency.
Skills and Requirements
Background in executing secondary c...
Secondary Reviews:
Execute second-line evaluations of KYC and Source of Wealth (SoW) files to guarantee precision, regulatory adherence, and risk detection.
Wealth Verification:
Critically analyze the logic and validity of client wealth narratives alongside their supporting documentation.
Risk Management:
Ensure the proper assignment of client risk profiles and the thorough resolution of potential warning indicators.
Escalation Management:
Draft clear case summaries and forward complex or elevated-risk scenarios to the AMLO with strategic recommendations.
Audit & QA Maintenance:
Keep meticulous quality assurance logs to ensure ongoing readiness for internal audits.
Team Feedback:
Offer structured, actionable advice to L1 and L2 analysts to elevate operational standards and consistency.
Skills and Requirements
Background in executing secondary c...