Job Description
Job Description:
LR3YXR4R
Duties:
Develop, monitor and enforce compliance procedures and policies, and regulations pertaining to investment funds and investment management operations, wealth operations, and prepare regulatory and internal reports etc.
Assist to maintain current awareness of applicable and proposed laws and regulations and make recommendations to the Dept Head in compliance with applicable regulations;
Assist to maintain the Groups and Companys compliance policies and procedural manuals, drafting and updating policies and procedures as required by local regulations and companys policies;
Assist to handle conflict of interest and dispute;
Assist to maintain risk management matters as required by regulations;
Assist to maintain AML/ATF program
Assist to support any projects related to Legal and Compliance
Maintain & perform testing Compliance Monitoring Plan to ...