🎯
Full-Time Opportunity: This is a permanent, full-time position with a competitive package and real career growth potential.
Job Description
Responsibilities
- Monitor global regulatory changes from authorities like the MAS, SFC, and SEC, and update internal compliance matrices across various jurisdictions to ensure alignment.
- Review and upgrade existing compliance controls, conduct routine policy testing, and support the team during internal, external, and regulatory examinations.
- Manage global regulatory reporting obligations, including Annex IV and CPO-PQR, and assist with year-end filings and quarterly compliance management reporting.
- Review promotional materials, address investor inquiries, and conduct continuous due diligence assessments on third-party vendors and outsourcing partners.
- Deliver compliance onboarding and periodic front-office training while managing the oversight framework for licensed representatives travelling internationally.
- Supervise staff-specific compliance mandates, including the mitigation of conflicts of interest and the mon...