Job Description
Responsibilities
- Assist in updating and implementing the Compliance Manual, AML protocols, and Anti-Bribery policies to stay current with changing laws.
- Monitor unit trust funds and private mandates to ensure strict adherence to internal policies and client requirements.
- Investigate suspicious customer activities and handle the reporting process for financial intelligence units.
- Manage the submission of required reports and ensure that all corporate and professional licenses are renewed within mandatory timeframes.
- Evaluate all marketing and promotional materials to ensure they meet legal standards.
- Provide regular briefings and training sessions to employees regarding updates to internal procedures and external regulations.
- Ensure the organization meets global standards, including FATCA, Common Reporting Standards (CRS), and other international investment principles.
Requirements
- A re...