Job Description
Responsibilities To provide legal advice and support to the firm and business units regarding legal and regulatory matters on a day-to-day basis in relation to securities, futures, virtual assets, digital wealth management, asset management and insurance businesses, back office operations and ad hoc projects. To prepare, review and handle legal documentation To assist in handling litigation matters To instruct and liaise with external lawyers and professional consultants To report to the senior management on legal issues, where needed To supervise handling of deceased clients’ and bankrupt clients’ accounts To help liaise with regulatory and government authorities, where needed Requirements A law degree with honors from HK Minimum 3 years of PQE working experience in legal and financial services field Familiar with laws, rules and regulations relating to securities and futures brokerage businesses and...