Job Description
Our client, a Top 5 Bank in Canada is looking to hire an Associate - Regulatory Client Outreach for their team with an initial of 12 contract which is renewable. This role is currently hybrid in Toronto office.
Must-Have skills:
o Minimum of 5-7 years of experience in, Regulatory Compliance, Client Onboarding, Trade Control/Trade Desk Support or operations preferably in the Capital Markets line of business
o Familiarity with Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC)
o Familiarity with Capital Markets Clientele Business and product knowledge
o Familiarity with institutional clients including Asset managers, Insurance companies, Pensions, Sovereign Wealth Funds
o Good research, analysis and documentation skills to collect, validate and consolidate the required data/information into appropriate formats.
o Expert use of S&P Global (formerly IHS Markit) portal for access to regulatory data a...
Must-Have skills:
o Minimum of 5-7 years of experience in, Regulatory Compliance, Client Onboarding, Trade Control/Trade Desk Support or operations preferably in the Capital Markets line of business
o Familiarity with Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC)
o Familiarity with Capital Markets Clientele Business and product knowledge
o Familiarity with institutional clients including Asset managers, Insurance companies, Pensions, Sovereign Wealth Funds
o Good research, analysis and documentation skills to collect, validate and consolidate the required data/information into appropriate formats.
o Expert use of S&P Global (formerly IHS Markit) portal for access to regulatory data a...