Job Description
Overview WHAT IS THE OPPORTUNITY? Youʼll be a key regulatory advisor for fixed income compliance across RBC Capital Markets Canada. You will advise our sales, trading and business teams on complex regulatory matters while supporting the Director and broader compliance function. You will collaborate with senior leadership, regulators, and industry peers to help RBC maintain strong fixed income compliance practices. This is an impactful role for someone who combines deep regulatory expertise with strong business judgment and a commitment to operational excellence.
Responsibilities
Regulatory Advisory & Guidance: Serve as a subject matter expert on Canadian fixed income regulations and industry best practices, including CIRO Dealer Member Rules and FMSB standards
Provide timely, expert compliance advice to sales, trading, and other business segments on business conduct, market conduct, and transactional matters
Interpret complex regulatory frameworks an...
Responsibilities
Regulatory Advisory & Guidance: Serve as a subject matter expert on Canadian fixed income regulations and industry best practices, including CIRO Dealer Member Rules and FMSB standards
Provide timely, expert compliance advice to sales, trading, and other business segments on business conduct, market conduct, and transactional matters
Interpret complex regulatory frameworks an...