Job Description
A leading global investment manager is seeking an experienced Compliance professional to join its Asia team. This role supports a broad investment management platform across multiple jurisdictions, covering both public and private markets activities.
This position will suit candidates at AVP or VP level , depending on experience, with scope to operate in a hands-on advisory capacity while partnering closely with the business.
Key Responsibilities
- Provide compliance advisory support to the investment management business across Asia
- Interpret and apply regulatory requirements, particularly in relation to cross-border activities, product distribution and marketing
- Review marketing and client materials to ensure regulatory compliance
- Draft, implement and maintain policies and procedures in line with regional and global standards
- Support regulatory engagement, including ...