Job Description
**Job Summary**
Oversee the day-to-day operations of a Raymond James & Associates (RJA) retail branch. May service clients in his/her own book of business.
**Essential Duties and Responsibilities**
+ Attracts, selects, orients, trains, and retains Financial Advisors (FAs) and support staff.
+ Continually evaluates branch structure and strategic plan, including future growth as needed, to promote overall efficiency and profitability while maintaining a commitment to excellent service.
+ Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures.
+ Supervises daily trading and other office activities.
+ Documents and resolves client complaints.
+ Performs reviews of client accounts.
+ Develops and implements plans to meet office sales goals.
+ Facilitates sales promotion activities such as seminars and luncheons/dinners.
+ Develops and monitor...
Oversee the day-to-day operations of a Raymond James & Associates (RJA) retail branch. May service clients in his/her own book of business.
**Essential Duties and Responsibilities**
+ Attracts, selects, orients, trains, and retains Financial Advisors (FAs) and support staff.
+ Continually evaluates branch structure and strategic plan, including future growth as needed, to promote overall efficiency and profitability while maintaining a commitment to excellent service.
+ Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures.
+ Supervises daily trading and other office activities.
+ Documents and resolves client complaints.
+ Performs reviews of client accounts.
+ Develops and implements plans to meet office sales goals.
+ Facilitates sales promotion activities such as seminars and luncheons/dinners.
+ Develops and monitor...