Job Description
The CDD Business Advisory and Support (CBAS) unit operates as the 1.5 line of defense and functions as a bridge between Branch's Business segments (1st line of defense) and Control / Support (2nd line of defense) units to support the Corporate & Institutional Banking (C&IB) and Wealth Management (WM) businesses on Client Due Diligence (CDD) related matters including:
Documents preparation required for client onboarding and periodic reviews.
Liaising with key stakeholders like Business, Compliance and Ops units to address any gaps in the CDD reviews.
Monitoring of client accounts (including onboarding conditions, adverse news, documentation validity) and initiate trigger reviews.
Conduct AML/CFT related in-house surveillance reviews along with business and compliance.
Prepare MIS (e.g. monthly CDD statistics report) and respond to AML/ CFT regulatory surveys.
Initiation and implementation of process improvement and digital transformation projects to streamline and auto...
Documents preparation required for client onboarding and periodic reviews.
Liaising with key stakeholders like Business, Compliance and Ops units to address any gaps in the CDD reviews.
Monitoring of client accounts (including onboarding conditions, adverse news, documentation validity) and initiate trigger reviews.
Conduct AML/CFT related in-house surveillance reviews along with business and compliance.
Prepare MIS (e.g. monthly CDD statistics report) and respond to AML/ CFT regulatory surveys.
Initiation and implementation of process improvement and digital transformation projects to streamline and auto...