Job Description
Compliance Advice Technician (Hybrid/Remote)
An opportunity to join AFH Wealth Management, one of the UK’s leading independent financial advisory and wealth management firms.
We are looking for those of you who wish to grow with us as a business and support our strong growth plans. This is a full-time, permanent opportunity and in return, you will receive a competitive salary and range of benefits.
The purpose of this role is to provide assurance on the quality of the suitability and documentation of advice from a 2nd line, compliance perspective. Reviewing initial and annual advice interactions and the framework that underpins them.
Responsibilities
- Enhance advisory outcomes and solutions through oversight of range of financial planning cases
- Provide clear and considered professional judgement and decision on cases which carry the potential for a higher risk impact to client, firm and advisers
- Undertake a prog...