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Full-Time Opportunity: This is a permanent, full-time position with a competitive package and real career growth potential.
Job Description
job details
about the company.
- Our client is one of the Leading Securities firms with a strong presence in APAC.
about the job.
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Ensure company activities, policies and procedures comply with latest regulations. Involved in full spectrum of compliance such as business compliance, regulatory compliance, AML etc
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Act as a contact point for regulators. Liaise with regulators and external parties (i.e. auditors/lawyers), assist SFC on-site inspection and investigation, etc.
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Develop and roll out new regulatory policies and procedures
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Conduct gap analysis and suggest modification on existing compliance framewor...