Job Description
About the role: The Compliance Associate will be joining the Global Internal Controls - Monitoring and testing team, located in Compliance function of DBRSM.
Job responsibilities: Main activity
• Monitoring the emails / MS teams messages in order to comply with the Electronic Communications Global Policy
Others
• Execute general monitoring activities in-scope and ensure timely and effective execution of each of the activities.
• Ensure proper documentation of monitoring results for all monitoring activities in-scope.
• Communicate results within Compliance and with key business stakeholders.
• Ensure completion of any follow-ups resulting from the general monitoring activities.
• Identify opportunities for improvement and automation in order to execute the program more effectively and efficiently.
Qualifications: • A bachelor’s degree is required.
• A degree in finance, accounting, or economics and an advanced degree is pre...