Job Description
Compliance Executive
- Working Location: Bras Basah
- Working Hours: 8am to 5pm / 8.30am to 5.30pm / 9am to 6pm / 9:30am to 6:30pm (flexi)
- Working Days: Monday - Friday
- Salary Range: $3500 - $4500 (depends on experience)
We are a local sizeable Financial Advisory firm licensed by MAS. As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.
Key Role(s), Responsibilities and Duties- Support the Risk and Compliance department.
- Perform responsibilities to ensure company complies with regulatory requirements, including balanced scorecard audits, regulatory reporting, misconduct investigation, and administrative support.
- Stay abreast of regulatory developments and take charge of communicating the changes and supporting implementation; not limited to the Financial Advisers Act, Personal ...