Job Description
Compliance Manager/Head of Operations
📍 Taunton
💼 IFA Practice Management
💰 £60,000 to £70,000 DOE+ benefits
Hybrid - whilst home working can be supported, there is an expectation for a higher level of weekly office attendance
We're working with a highly regarded Independent Financial Advisory firm with c. £600m AUM, strong links to a well‑known accountancy practice, and a reputation for delivering high‑quality, holistic financial planning. As the business scales up, they're looking to appoint an experienced individual to help take the firm to the next level.
The Opportunity
This is a hands‑on leadership role working closely with the management team. You'll be accountable to assist the business in meeting its compliance and regulatory responsibilities, to ensure the smooth, compliant, and efficient delivery of advice while supporting long‑term growth and scalability. Primary focus is on compliance, with a keen interest in operational excellen...
📍 Taunton
💼 IFA Practice Management
💰 £60,000 to £70,000 DOE+ benefits
Hybrid - whilst home working can be supported, there is an expectation for a higher level of weekly office attendance
We're working with a highly regarded Independent Financial Advisory firm with c. £600m AUM, strong links to a well‑known accountancy practice, and a reputation for delivering high‑quality, holistic financial planning. As the business scales up, they're looking to appoint an experienced individual to help take the firm to the next level.
The Opportunity
This is a hands‑on leadership role working closely with the management team. You'll be accountable to assist the business in meeting its compliance and regulatory responsibilities, to ensure the smooth, compliant, and efficient delivery of advice while supporting long‑term growth and scalability. Primary focus is on compliance, with a keen interest in operational excellen...