Job Description
We are seeking an experienced Compliance Manager / MLRO to oversee the firm's regulatory compliance framework and ensure adherence to UAE regulatory requirements, including those issued by the Securities and Commodities Authority (SCA).
Key Responsibilities- Develop, implement, and maintain the firm's compliance and governance framework in accordance with SCA regulations.
- Monitor regulatory developments and assess their impact on business operations, policies, and procedures.
- Serve as the primary point of contact for the SCA, managing regulatory reporting, inspections, inquiries, and submissions.
- Oversee AML/CFT/CPF compliance, including KYC, CDD, sanctions screening, customer onboarding reviews, and ongoing monitoring activities.
- Review and approve client onboarding documentation and account-related compliance matters.
- Investigate compliance breaches, regulatory concerns, and financial crime-related matters, ens...