Job Description
We are looking for a Compliance Manager to take ownership of Mekong Capital's legal, compliance, and governance framework across the firm, our Funds, and investee companies.
You will also oversee Corporate Administration matters and play a key role in strengthening Mekong's risk and compliance systems.
I. Key accountabilities:
A. Mekong Capital Compliance & Corporate Governance:
- Own and drive the implementation of Code of Ethics, Internal Labor Rules, and compliance policies
- Manage Conflict of Interest (COI) processes, including declaration, tracking, and resolution
- Maintain and strengthen frameworks such as:
- MNPI controls
- Insider trading policy
- Gifts & entertainment logs
- Grievance processes (in collaboration with HR)
- Ensure compliance culture through training, communic...