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Full-Time Opportunity: This is a permanent, full-time position with a competitive package and real career growth potential.
Job Description
Key Responsibilities:
- Liaise with regulators and ensure the firm is aligned with the regulatory requirements
- Manage and implement the firm’s compliance policies and framework, work with other team members in other offices to ensure effective practice
- Oversee the implementation of AML/CFT policies, review KYC/AML review on investors, CRS/FATCA filing
- Keep track of new regulatory development and provide updates to the firm
- Review marketing materials and client communications to ensure the contents are aligned with regulatory requirements
- Perform compliance reviews regularly to Identify any potential compliance risks and mitigate issues
- Enhance the effectiveness of compliance policies and controls
- Provide compliance training and updates to the firm’s employees
- Participate in compliance projects when necessary
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