Job Description
The Compliance Manager (Regulated Distribution) is a key role within the compliance function, responsible for ensuring adherence to financial services regulations with a specific focus on our insurance and appointed representative networks. This position involves supporting the compliance framework, monitoring regulatory changes, and fostering a strong compliance culture across our distribution channels. The ideal candidate will have hands‑on experience with FCA regulations, insurance products, and the appointed representative model.
Main Responsibilities
- Support the development and implementation of the group’s compliance strategy, ensuring adherence to relevant laws and regulations for insurance distribution.
- Assist with regulatory reporting and liaise with the FCA on matters related to insurance and appointed representatives.
- Monitor and assess emerging regulatory risks affecting the insurance distribution landscape and advise manage...