Job Description
You will join Credit Agricole CIB Spain . You will support the compliance (CPL) department on the following tasks apart from the day-to-day business:
Responsibilities
- Compliance Annual Control Plan : Assist and perform controls related to AML issues, Sanctions, Capital Markets activities, GDPR, Conflicts of Interest, Fraud and Corruption and Transversal CPL topics. Specific focus on Trade Finance controls.
- Global Markets Division activity monitoring (Margin controls, HRR)
- Support the LCO on local and HO projects
- Mandatory e-learning follow-up : Support on local training initiatives.
- Transaction Filtering Alert Management
- Alert treatment on AML (Sonar tool)
- Knowledge on internal GT and procedures
- Support on issuance of FS opinion on clients (KYC process, adverse information research)
- Follow up on external and internal audits
- Follow up on NAP/NAC a...