Job Description
Location: Dubai International Financial Centre (DIFC). Employment Type: Full-Time. Seniority: Mid–Senior Level.
A DFSA-regulated asset and investment management firm in the DIFC is seeking an experienced Compliance Officer & Money Laundering Reporting Officer (CO/MLRO) to lead its compliance and AML/CFT framework.
The successful candidate must have strong experience in asset management, investment management, private equity, or related financial services, with a solid understanding of DFSA regulations and DIFC regulatory expectations.
Key Responsibilities- Regulatory Compliance (DFSA Focus): Maintain and oversee the compliance framework in accordance with DFSA Rulebooks, including GEN, AML, COB, PIB, and CIR as relevant.
- Ensure the firm’s policies, procedures, and governance documents meet DFSA standards.
- Prepare, review, and submit periodic regulatory returns, notifications, and filings to the DFSA.
- Track regulatory...