Job Description
Excel in your career as a Compliance Specialist with Securian Canada in Waterloo, ON. This fixed-term, full-time contract allows you to impact market conduct and compliance positively.
As a crucial team member, you report directly to the Compliance Director, focusing on the Market Conduct program. You will collaborate effectively with various stakeholders, ensuring adherence to compliance standards across distribution channels. Your role involves conducting thorough reviews and offering insights that promote ongoing improvement in compliance strategies and practices.
Key Responsibilities:
• Execute compliance reviews of internal and external agencies
• Spot compliance gaps and ensure high content quality
• Organize and prepare for compliance review processes
• Develop tailored compliance documentation
• Summarize findings and deliver well-founded recommendations
Requirements:
• Degree in a relevant field and com...
As a crucial team member, you report directly to the Compliance Director, focusing on the Market Conduct program. You will collaborate effectively with various stakeholders, ensuring adherence to compliance standards across distribution channels. Your role involves conducting thorough reviews and offering insights that promote ongoing improvement in compliance strategies and practices.
Key Responsibilities:
• Execute compliance reviews of internal and external agencies
• Spot compliance gaps and ensure high content quality
• Organize and prepare for compliance review processes
• Develop tailored compliance documentation
• Summarize findings and deliver well-founded recommendations
Requirements:
• Degree in a relevant field and com...