Job Description
The Client Onboarding & Documentation (CO&D) utility is seeking a highly talented Associate to join one of the functional arms of CO&D Global Controls Team. The CO&D Global Controls Team is focused on ensuring a robust control environment for Wholesale Know Your Customer (KYC) Operations and Digital Document Services (DDS) teams through the proactive identification and timely remediation of risk.
This individual will be responsible for working across multiple business and cross-functional organizations and will be a member of the Exam Management team. Exam Management is responsible for managing AML/KYC Engagements (. regulatory exams, regulatory reporting, internal/external audits and Compliance tests and monitoring) and special projects globally. The team is highly collaborative, partnering with other teams such as during AML/KYC Engagements.
This position manages a caseload of KYC Engagements as well as regulatory reporting activities in adherence to protocols establ...