Distribution Risk & Compliance Manager

Our client is a prominent international financial institution dedicated to providing comprehensive advisory services and wealth management solutions. They maintain a strong market presence and are committed to upholding the highest standards of professional integrity and operational excellence.

This role offers a pivotal opportunity to oversee regulatory frameworks and risk mitigation strategies within a leading financial distribution channel.

• Execute comprehensive regulatory assessments and gap analyses to ensure alignment with local financial industry standards.
• Monitor sales conduct and distribution activities to maintain the integrity of professional advisory frameworks.
• Deliver expert guidance on financial legislation and internal policies to various business units and stakeholders.
• Manage anti-money laundering protocols, including risk assessments and tr...