Job Description
The Vice President of Equities Compliance covers EQ business and primarily responsible for Delta‑ and F&O businesses, including swaps, index arbitrage, quantitative trading strategies, equity financing activities, capital introduction, Outsource Trading desk, etc. The role is based in Hong Kong and focuses on the unique regulatory and market‑access requirements of India, Taiwan, Korea and China restricted markets across the APAC region.
The VP will act as a key advisor to front‑office trading desks, ensuring adherence to cross‑border trading rules, foreign investor regimes, disclosure and reporting obligations, and conduct regulations. This role requires strong familiarity with regulatory frameworks, market infrastructure, and restricted‑market controls in the three jurisdictions.
Key Responsibilities
. Advisory to Delta‑ and Equity Derivatives Trading