Job Description
About the Role:
A well-established financial services firm with broad global market access is hiring a Senior Compliance Officer to support its Futures Commission Merchant (FCM) business. The successful candidate will deliver ongoing compliance advisory coverage for the FCM entity and its network of Introducing Brokers (IBs), Guaranteed Introducing Brokers (GIBs), and Swap Dealers, with a strong emphasis on real-time guidance to business teams.
The firm operates across both listed and OTC markets worldwide, offering institutional clients technology-driven access to execution, clearing, and market intelligence services.
Key Responsibilities:
- Serve as the dedicated compliance advisor to FCM front office personnel on day-to-day regulatory matters
- Manage FCM-related regulatory filings, submissions, and ongoing regulator correspondence
- Develop...