Job Description
If you are an experienced File Reviewer looking for a job where your technical expertise truly shapes advice quality, this could be the ideal next step in your career.
In this File Reviewer job, you will play a crucial role in reviewing financial advice files and ensuring they meet regulatory expectations and internal standards. You will work closely with advisers and paraplanners, offering clear, constructive feedback to maintain a consistently high standard of client outcomes.
Key aspects of this File Reviewer role include
• Reviewing advice files for suitability, completeness and compliance with FCA requirements
• Providing structured feedback to advisers and paraplanners to support development
• Managing your own pipeline of reviews to meet service level agreements
• Identifying recurring trends or risks and escalating where needed
• Staying up to date with regulatory changes and applying these consistently
This Advice Checker / File Reviewer job...
In this File Reviewer job, you will play a crucial role in reviewing financial advice files and ensuring they meet regulatory expectations and internal standards. You will work closely with advisers and paraplanners, offering clear, constructive feedback to maintain a consistently high standard of client outcomes.
Key aspects of this File Reviewer role include
• Reviewing advice files for suitability, completeness and compliance with FCA requirements
• Providing structured feedback to advisers and paraplanners to support development
• Managing your own pipeline of reviews to meet service level agreements
• Identifying recurring trends or risks and escalating where needed
• Staying up to date with regulatory changes and applying these consistently
This Advice Checker / File Reviewer job...