Job Description
We never ask for payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted on our career website.
Key responsibilities- Ensuring the firm’s liquidity, capital resources and capital requirements are compliant with all regulatory requirements.
- Ensuring any financial breach is immediately reported to the Regulator and SEO (and ensure matter is placed on record in the Company breach register, maintained by CO/MLRO).
- Coordination / follow up with the firm’s accountant regarding the monthly management accounts for FO’s review.
- Ensure timely review of the firm’s financials and report to SEO of any changes (if required).
- Ensure the frequency of FO’s review includes monthly management accounts, along with quarterly and annual EPRS ...