Job Description
Top Tier Broker-Dealer/ RIA is seeking a Sales Supervisory Relationship Manager to join their team!
Responsibilities
- Provide insight by building meaningful relationships with financial professionals
- Provide and approve investment transactions
- Resolve escalated issues
- Manage relationship between financial professionals, the Broker-Dealer and RIA Home Office
- Recognize opportunities to optimize and improve Financial Professional's day to day business.
Qualifications
- Past experience working for a Securities Broker Dealer and/or Registered Investment Adviser
- Series 7, 24 (or 9/10), and Series 65 or 66
- Candidates must possess an ability to interpret and apply Client and SEC regulation and recommend firm best practices to F...