Job Description
Looking to take the next step in your compliance career and gain exposure across multiple areas of a growing financial services business?
If you’re someone who enjoys variety, ownership, and making a tangible impact—this could be the role for you.
Responsibilities
- Supporting compliance processes, controls and internal reporting
- Handling customer complaints and driving fair outcomes
- Managing adviser onboarding and certification requirements
- Maintaining compliance registers and records
- Investigating financial crime alerts and supporting escalations
- Reviewing financial promotions with internal teams
- Assisting with regulatory reporting and data protection tasks
Requirements
- Experience in compliance, risk or financial crime within financial services
- Understanding of regulatory frameworks and customer outcomes
- Exposure to AML, complaints, advis...