Job Description
Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.
Role Summary
To support the global Head of Compliance Assurance, and the regional Heads of Compliance for APAC and MENA, with the delivery of the Compliance Assurance program by being the SME for Testing and Monitoring for APAC and MENA. All employees are expected to understand and comply with any Sarbanes Oxley operational requirements relevant to their role.
Overall Responsibilities
+ Be the SME for testing and monitoring for APAC and MENA
+ Lead risk-based desk and thematic reviews as per the annual Compliance Assurance Plan, including scoping, testing, reporting...
Role Summary
To support the global Head of Compliance Assurance, and the regional Heads of Compliance for APAC and MENA, with the delivery of the Compliance Assurance program by being the SME for Testing and Monitoring for APAC and MENA. All employees are expected to understand and comply with any Sarbanes Oxley operational requirements relevant to their role.
Overall Responsibilities
+ Be the SME for testing and monitoring for APAC and MENA
+ Lead risk-based desk and thematic reviews as per the annual Compliance Assurance Plan, including scoping, testing, reporting...