💼 Full-Time Position

Head of Compliance – Office based role

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Jobleads-UK
📍 Greater London, England, United Kingdom
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Location
Greater London, United Kingdom
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Posted
May 15, 2026
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Type
Full-Time
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Full-Time Opportunity: This is a permanent, full-time position with a competitive package and real career growth potential.

Job Description

THE COMPANY


Our client is an innovative broker/tech firm, operating across global commodity markets.


THE RESPONSIBILITIES



  • Acting as an advisor to the management team and trading desks, balancing commercial needs with regulatory safety

  • Training and policy administration (personal dealing, gifts and entertainment etc)

  • Implementing policies and protocols associated with business activities, such as in relation to algorithmic trading, new markets etc (and monitoring ongoing compliance with them)

  • Surveillance, monitoring and investigations including sampling trader chats and reviewing alerts and trades from a market surveillance perspective

  • Liaising with exchanges and dealing with queries from them

  • Cross team collaboration with trading, risk and ops

  • Implementing policies and protocols associated with business activities, such as in relation to algorithmic trading, new m...