Job Description
Purpose of the position
A vacancy has arisen for an Investment Guidelines Analyst on a 12-month contract basis. The individual will be playing a key role in maintaining investment restrictions, performing pre-trade compliance analysis, and monitoring post-trade breaches across client portfolios.
Key responsibilities of the position
The successful candidate will fulfil the following primary functions:
o Performing pre-trade compliance analysis for SA funds and portfolios, ensuring adherence to client mandates and regulatory requirements;
o Interpreting client guidelines, regulatory rules, and internal restrictions - code these into CRIMS and equivalent order management platforms, ensuring alignment with mandate terms;
o Being responsible for daily monitoring of post-trade compliance breaches and reporting these to the relevant departments - a core function of the role;
o Reviewing, interpret...