Job Description
Description
We are looking for a motivated entry-level Associate to join a fee-based wealth management practice in South Charlotte. This role involves supporting a senior financial advisor by assisting with investment-related tasks, paraplanning, and maintaining client accounts. The ideal candidate will play a key role in ensuring the seamless execution of client strategies.
Responsibilities:
• Conduct routine monthly trading and portfolio rebalancing in compliance with regulatory guidelines.
• Analyze and research investment funds to identify issues such as allocation drift, excess cash, or underperforming assets.
• Assist in financial planning and modeling by using specialized planning software.
• Perform account audits, beneficiary reviews, and prepare tax-related documentation during tax season.
• Coordinate the annual client maintenance and marketing calendar, including newsletters and event planning.
• Provi...
We are looking for a motivated entry-level Associate to join a fee-based wealth management practice in South Charlotte. This role involves supporting a senior financial advisor by assisting with investment-related tasks, paraplanning, and maintaining client accounts. The ideal candidate will play a key role in ensuring the seamless execution of client strategies.
Responsibilities:
• Conduct routine monthly trading and portfolio rebalancing in compliance with regulatory guidelines.
• Analyze and research investment funds to identify issues such as allocation drift, excess cash, or underperforming assets.
• Assist in financial planning and modeling by using specialized planning software.
• Perform account audits, beneficiary reviews, and prepare tax-related documentation during tax season.
• Coordinate the annual client maintenance and marketing calendar, including newsletters and event planning.
• Provi...