Job Description
What is the opportunity?
This role will conduct financial crimes oversight testing on US business units’ AML controls. This requires proactive participation with oversight scoping, fieldwork, and reporting. The role will present findings to relevant stakeholders and elevate issues to senior management, when necessary.
Responsibilities:
- Execute the U.S. Financial Crimes Oversight Testing Schedule, including issue validation and MRA testing, on time.
- Conduct regular oversight testing of key AML program controls and communicate the test plan and testing status with stakeholders.
- Formally log issues discovered in testing activity and follow up to ensure resolution in a timely and reasonable manner.
- Provide management reporting and escalation on results of oversight testing.
- Support the identification of areas of enhancement and efficiency in the testing program.
- Ass...