Job Description
Job Summary
The role is positioned within fiduciary and fund services operations, where you will support compliance checks to ensure adherence to regulatory requirements, coordinate with relevant stakeholders to perform root‑cause analysis and define corrective/remedial actions, and prepare regular compliance monitoring reports, dashboards, and key risk indicators for senior management & committees. This position supports 10 regions, including Hong Kong, Malaysia, Singapore, and Vietnam. The role is based in Malaysia and reports to the functional head of fund compliance in Malaysia.
Key Responsibilities
- Conduct daily, weekly, and periodic compliance checks to ensure adherence to regulatory requirements (e.g. investment and borrowing limits, liquidity and leverage rules, concentration limits, reporting timelines).
- Monitor compliance with fund prospectuses, offering documents, investment management agreements, and side letters.
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