Job Description
Manager, Global Regulatory Management – Sydney, Australia
The Manager, Global Regulatory Management (GRM) is responsible for on-going management of regulatory examinations in APAC region (specifically Australia and New Zealand.)
Role Responsibilities
- Lead the end-to-end management of regulatory examinations and internal audits across assigned regions.
- Oversee all aspects of exam and audit processes, including planning, coordination, documentation, execution, and follow-up activities.
- Manage relationships with regulators, examiners, 3rd parties and internal auditors to ensure effective communication and alignment.
- Coordinate the preparation, review, and submission of all exam and audit materials, ensuring accuracy, completeness, and timeliness.
- Track audit/exam findings, including violations, monetary penalties, and remediation actions for Global Compliance.
- Develop and prepare formal responses t...