💼 Full-Time Position

Manager, Trade Surveillance, Dealing (Ref: 02002-DLTSM-KGI)

🏢
KGI Asia
📍 Hong Kong, Hong Kong Island, Hong Kong
📍
Location
Hong Kong, Hong Kong
📅
Posted
June 24, 2026
Type
Full-Time
🎯

Full-Time Opportunity: This is a permanent, full-time position with a competitive package and real career growth potential.

Job Description

Responsibilities
  • Conduct comprehensive trade surveillance on Hong Kong equities, ensuring compliance with internal policies and regulatory requirements
  • Perform trade surveillance on Hong Kong futures and options, including monitoring for market abuse and irregular trading activities 
  • Manage system maintenance and administration for surveillance platforms, including NTS and Eventus, to ensure system stability and data integrity
  • Lead ongoing trade surveillance planning and execution, including the enhancement of monitoring frameworks, processes, and controls
  • Perform ad hoc assignments and projects as assigned
  • Requirements
  • University graduate in Finance, Computer Science, Information Technology or related disciplines
  • At least 5 years of experience in trade/market surveillance, preferably in compliance or surveillance roles
  • Solid understanding of market surveillance systems is preferred
  • Sound knowledge of the secur...