Job Description
Role Overview
At PwC, the risk and compliance team focuses on maintaining regulatory compliance and managing risks for clients, providing advice and solutions. The team helps organisations navigate complex regulatory landscapes and enhance internal controls to mitigate risks effectively. This role supports independence, ethics and business conduct, developing and implementing policies and procedures to facilitate compliance with legal and regulatory requirements.
Key Responsibilities
- Act as an Independence Office liaison to PwC US and MX partners, answering emails and providing guidance on personal independence, regulatory compliance and other related topics.
- Update and monitor PwC partner investment portfolios, ensuring compliance with the firm’s investment recording system and granting access to financial advisors.
- Pre‑clear and vet potential investments by PwC partners, evaluate and grant dispensation requests, and se...