Job Description
Summary:
● To effectively identify, assess, monitor, and mitigate risks within the site consistent with Capital One’s internal controls and policies
General Responsibilities:
● Performance of First Line of Defense Assessments
○ Conducts periodic controls testing
○ Performs Business Area Risk Review / Risk Management and Control Framework / Enterprise Risk Self- Assessment
○ Leads local site audit management
○ Liaises with internal and external auditors to facilitate audit requirements
● Risk and Remediation Monitoring
○ Inputs risk issues and events in GRC
○ Identifies potential risk issues and events and reports appropriate ticket for resolution
○ Participates in the analysis and resolution of risk issues and controls
○ Conducts local site audit remediation
○ Maintains inventory of identified risks, controls, and remediation completion
● Site Risk Management ...