Job Description
Compliance Director – Overview
Elevate compliance leadership as the Compliance Director at RBC Wealth Management Canada in Toronto. Drive regulatory adherence, team management, and complaint resolution in a top-tier firm. In this leadership role, you will oversee a team dedicated to compliance at RBC Dominion Securities Inc.
Your responsibilities include handling client complaints, implementing regulatory changes, and developing internal policies. Collaborate with various teams on compliance training and support activities, ensuring a robust compliance framework.
Key Responsibilities
- Lead a team of Compliance Managers across RBC DS branches
- Address and resolve client complaints and inquiries
- Act as compliance representative for regulatory changes
- Manage compliance monitoring and audit activities
- Provide training on regulatory obligations
Requirements
- 10+ years in compliance or fin...