Job Description
Become a Regulatory Compliance Analyst at Aviso Wealth, responsible for ensuring compliance in a challenging 9-month engagement. Support risk management and enhance compliance documentation processes.
This position reports to the Manager, Compliance Strategy and Analytics, and plays a crucial role in maintaining Aviso’s reputation for adherence to Canadian regulatory standards. Your contributions will include analyzing compliance-related data, engaging in various projects, and collaborating with cross-function teams to drive improved compliance outcomes.
Key Responsibilities:
• Review and analyze client compliance documentation
• Reconcile financial data ensuring regulatory adherence
• Assist in implementing new compliance requirements
• Research and assess impacts of regulatory changes
• Collaborate with operations and finance for compliance guidance
Requirements:
• Bachelor's degree in a relevant field or equivalent
• Canadian Securities Course or IFC co...
This position reports to the Manager, Compliance Strategy and Analytics, and plays a crucial role in maintaining Aviso’s reputation for adherence to Canadian regulatory standards. Your contributions will include analyzing compliance-related data, engaging in various projects, and collaborating with cross-function teams to drive improved compliance outcomes.
Key Responsibilities:
• Review and analyze client compliance documentation
• Reconcile financial data ensuring regulatory adherence
• Assist in implementing new compliance requirements
• Research and assess impacts of regulatory changes
• Collaborate with operations and finance for compliance guidance
Requirements:
• Bachelor's degree in a relevant field or equivalent
• Canadian Securities Course or IFC co...