Job Description
Regulatory Compliance - Commodities Derivatives Platform
My client is a leading and growing Commodities Derivatives Platform and we are recruiting for a Compliance professional to be based in the Singapore office. You will be given the opportunity to support the business and work closely with stakeholders in the market. We are looking for candidates who are looking to scale their career in a leading name in the industry.
Responsibilities for this Regulatory Compliance - Commodities Derivatives Platform- Provide regulatory and compliance advisory support to senior management and business units covering Derivatives, Securities, Commodities, etc.
- Review, enhance, and maintain policies, procedures, and control frameworks to ensure compliance with regulatory requirements.
- Oversee core compliance activities including licensing, regulatory change, trade surveillance, market abuse monitoring, complaints handling, compliance monitoring...