Job Description
Regulatory Reporting Consultant
Location: New York City, NY (3 days onsite locals only)
Contract: 6 months (Start Date: asap)
Overview
Our client, a top-tier management consulting firm, is seeking an experienced Regulatory Reporting Consultant to support reporting remediation and strengthen controls across key broker-dealer regulatory areas including LOPR, EBS, Rule 606, and CAT. You will work cross-functionally with technology, compliance, and operations teams to ensure reporting accuracy and regulatory compliance.
Key Responsibilities
- Support end-to-end remediation of regulatory reporting issues across LOPR, EBS, Rule 606, and CAT.
- Collaborate with technology, compliance, and operations teams to assess reporting gaps, implement controls, and validate system fixes.
- Conduct detailed data analysis to identify root causes and validate reporting outputs for regulatory compliance.
- Enhance existing ...