Job Description
**Your opportunity**
_At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together._
**_We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location(s)._**
The Restricted Stock Senior Specialist is part of the Restricted Securities Service team, which supports retail and advisor clients with restricted stock and Rule 144 services. In this role, the Senior Specialist assists corporate officers, affiliates, insiders, and other major shareholders with stock sales under Rule 144 and 10b5-1 trading plans.
Specific job tasks include:
+ Managing inbound client calls regarding Rule 144 sales and compliance
+ Coordinating with issuer's counsel and transfer agents on the client's behalf
+ Administering 10b5-1 tradi...
_At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together._
**_We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location(s)._**
The Restricted Stock Senior Specialist is part of the Restricted Securities Service team, which supports retail and advisor clients with restricted stock and Rule 144 services. In this role, the Senior Specialist assists corporate officers, affiliates, insiders, and other major shareholders with stock sales under Rule 144 and 10b5-1 trading plans.
Specific job tasks include:
+ Managing inbound client calls regarding Rule 144 sales and compliance
+ Coordinating with issuer's counsel and transfer agents on the client's behalf
+ Administering 10b5-1 tradi...