Job Description
About the job Risk and Compliance Manager
Duties and Responsibilities
- Responsible for reporting to the CEO by providing input into the development of an effective risk management & governance framework.
- Responsible for collaborating with cross-functional teams to implement compliance initiatives and address identified risks.
- Responsible for collaborating with legal teams to ensure compliance with applicable laws, regulations, and ethical standards.
- Responsible for updating and managing the onboarding and conflict processes and managing the teams who carry out these processes to ensure adherence to internal policies and external regulations.
- Responsible for keeping abreast of significant legal developments and new legislation or regulation (including Financial Intelligence Act (FICA), Protection of Personal Information Act (POPI) and Attorneys Act & Rules.
- Implementation and maintenance of the firm...