Job Description
Key Responsibilities
- Conduct customer due diligence in line with exchange and regulatory requirements; verify authenticity, completeness and compliance of customer identity, address, source of funds and supporting documents.
- Validate customer information against official records, automated screening and third-party verification to ensure legality and accuracy.
- Investigate and upscale suspicious transactions and abnormal customer profiles for AML monitoring and reporting.
- Support internal risk, legal and external regulatory audits and inspections.
- Enter review results into the customer management system accurately and timely; maintain data integrity and security.
- Periodically check document validity, manage updates and ensure proper archiving.
- Identify high-risk customers and abnormal documents; prepare daily, weekly and special review reports and issue risk alerts.
- Assist in optimizing review process...