Job Description
Sales Governance Executive
Hong Kong(Hybrid)
**Job Description**
Support first-line governance by executing monitoring, risk identification, and control activities to ensure compliant, disciplined, and effective sales operations. The role focuses on strengthening control effectiveness, enhancing risk visibility, and supporting a robust governance environment.
**Responsibilities**
+ Execute governance oversight activities, including structured call monitoring, to assess adherence to regulatory requirements, compliance standards, and internal controls
+ Identify, assess, and escalate conduct risks, control gaps, and potential breaches in a timely manner
+ Produce governance reporting and generate insights on risk trends, control effectiveness, and emerging issues
+ Monitor key conduct and performance indicators to support early risk detection and proactive management
+ Support the implementation and ongoing maintenance of governanc...
Hong Kong(Hybrid)
**Job Description**
Support first-line governance by executing monitoring, risk identification, and control activities to ensure compliant, disciplined, and effective sales operations. The role focuses on strengthening control effectiveness, enhancing risk visibility, and supporting a robust governance environment.
**Responsibilities**
+ Execute governance oversight activities, including structured call monitoring, to assess adherence to regulatory requirements, compliance standards, and internal controls
+ Identify, assess, and escalate conduct risks, control gaps, and potential breaches in a timely manner
+ Produce governance reporting and generate insights on risk trends, control effectiveness, and emerging issues
+ Monitor key conduct and performance indicators to support early risk detection and proactive management
+ Support the implementation and ongoing maintenance of governanc...