Job Description
The Securities & Derivative Analyst (C09) is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.
**Responsibilities:**
+ Process day to day Securities Trade settlements, Trade matching, funding and other related activities for custody clients.
+ Resolve settlement related issues and escalate as needed; recommend solutions to resolve complex issues
+ Check Customer entitlement tracker is in place to ensure timely processing of customer right on corporate action.
+ Check related website for tracking of corporate action announcement (CA) for the companies and send messages to clients.
+ Prepare and submit periodic internal and external regulatory reports, regional reporting...
**Responsibilities:**
+ Process day to day Securities Trade settlements, Trade matching, funding and other related activities for custody clients.
+ Resolve settlement related issues and escalate as needed; recommend solutions to resolve complex issues
+ Check Customer entitlement tracker is in place to ensure timely processing of customer right on corporate action.
+ Check related website for tracking of corporate action announcement (CA) for the companies and send messages to clients.
+ Prepare and submit periodic internal and external regulatory reports, regional reporting...